4.9M XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Bernard J. Cassidy | EVP & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2025 | 11,041 | 33,126 | - | - | Restricted Stock Units | |
| Bernard J. Cassidy | EVP & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2025 | 11,041 | 115,823 | - | 0 | Common Stock | |
| Bernard J. Cassidy | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 06 Mar 2025 | 2,833 | 112,990 | - | 2.6 | 7,252 | Common Stock |
| Bernard J. Cassidy | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2025 | 53,333 | 53,333 | - | - | Restricted Stock Units | |
| Bernard J. Cassidy | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2025 | 240,000 | 240,000 | - | - | Stock Option (Right to Buy) | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2025 | 166,667 | 166,667 | - | - | Restricted Stock Units | |
| Steven D. Harr | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2025 | 50,000 | 150,000 | - | - | Restricted Stock Units | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2025 | 750,000 | 750,000 | - | - | Stock Option (Right to Buy) | |
| Steven D. Harr | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2025 | 50,000 | 7,889,750 | - | 0 | Common Stock | |
| Steven D. Harr | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 06 Mar 2025 | 12,820 | 7,876,930 | - | 2.6 | 32,819 | Common Stock |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2025 | 14,285 | 5,804,774 | - | 0 | Common Stock | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Oct 2024 | 5,938 | 5,790,489 | - | 0 | Common Stock | |
| Richard C. Mulligan | Director | Sale of securities on an exchange or to another person at price $ 4.08 per share. | 24 Sep 2024 | 150,000 | 2,848,121 | - | 4.1 | 612,570 | Common Stock |
| Richard C. Mulligan | Director | Sale of securities on an exchange or to another person at price $ 3.89 per share. | 24 Sep 2024 | 150,000 | 2,698,121 | - | 3.9 | 583,170 | Common Stock |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2024 | 4,911 | 5,784,551 | - | 0 | Common Stock | |
| Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Richard C. Mulligan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Patrick Y. Yang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Joshua H. Bilenker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Michelle Seitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 54,278 | 54,278 | - | - | Stock Option (Right to Buy) | |
| Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Richard C. Mulligan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Patrick Y. Yang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Joshua H. Bilenker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Michelle Seitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2024 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 2,774 | 5,779,640 | - | 0 | Common Stock | |
| Patrick Y. Yang | Director | Sale of securities on an exchange or to another person at price $ 9.45 per share. | 08 Mar 2024 | 25,000 | 149,250 | - | 9.5 | 236,300 | Common Stock |
| Douglas E. Williams | EVP & President, R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 301,875 | 301,875 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | EVP & President, R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 67,083 | 67,083 | - | - | Restricted Stock Units | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 200,000 | 200,000 | - | - | Restricted Stock Units | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 900,000 | 900,000 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 168,750 | 168,750 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 37,500 | 37,500 | - | - | Restricted Stock Units | |
| Nathan Hardy | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 67,083 | 67,083 | - | - | Restricted Stock Units | |
| Nathan Hardy | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 301,875 | 301,875 | - | - | Stock Option (Right to Buy) | |
| Bernard J. Cassidy | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 44,167 | 44,167 | - | - | Restricted Stock Units | |
| Bernard J. Cassidy | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 198,750 | 198,750 | - | - | Stock Option (Right to Buy) | |
| Taylor Robert Nelsen | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 08 Feb 2024 | 363,637 | 10,667,387 | - | 5.5 | 2,000,004 | Common Stock |
| Taylor Nelsen Robert | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 08 Feb 2024 | 727,272 | 12,446,022 | - | 5.5 | 3,999,996 | Common Stock |
| Nelsen Robert Taylor | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 08 Feb 2024 | 727,272 | 12,446,022 | - | 5.5 | 3,999,996 | Common Stock |
| Edgar Hans Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2024 | 4,901 | 5,776,866 | - | 0 | Common Stock | |
| Hordo Christian | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 4.00 per share. | 15 Dec 2023 | 75,000 | 867,455 | - | 4.0 | 300,098 | Common Stock |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2023 | 4,152 | 5,765,040 | - | 0 | Common Stock | |
| Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Patrick Y. Yang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Joshua H. Bilenker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Michelle Seitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2023 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | EVP & President, R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Apr 2023 | 1,100,000 | 1,100,000 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 7,716 | 5,760,888 | - | 0 | Common Stock | |
| Richard C. Mulligan | Director, Head of SanaX | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 200,000 | 200,000 | - | - | Stock Options (Right to Buy) | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 650,000 | 650,000 | - | - | Stock Options (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 185,000 | 185,000 | - | - | Stock Options (Right to Buy) | |
| Nathan Hardy | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 200,000 | 200,000 | - | - | Stock Options (Right to Buy) | |
| Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2023 | 536 | 1,353 | - | 0 | Common Stock | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2023 | 6,702 | 5,753,172 | - | 0 | Common Stock | |
| Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 321 | 817 | - | 0 | Common Stock | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 4,012 | 5,746,470 | - | 0 | Common Stock | |
| Robert Taylor Nelsen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2022 | 266 | 496 | - | 0 | Common Stock | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2022 | 3,328 | 5,742,458 | - | 0 | Common Stock | |
| James J. MacDonald | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 4.28 per share. | 13 Jun 2022 | 1,183 | 430,600 | - | 4.3 | 5,068 | Common Stock |
| James J. MacDonald | EVP & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jun 2022 | 66,796 | 51,954 | - | - | Stock Option (Right to Buy) | |
| James J. MacDonald | EVP & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 13 Jun 2022 | 66,796 | 497,396 | - | 1.5 | 98,858 | Common Stock |
| Robert Taylor Nelsen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Patrick Y. Yang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Joshua H. Bilenker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Michelle Seitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2022 | 65,000 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Robert Taylor Nelsen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 230 | 230 | - | 0 | Common Stock | |
| Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 2,880 | 5,739,130 | - | 0 | Common Stock | |
| Patrick Y. Yang | Director | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 21 Mar 2022 | 28,000 | 174,250 | - | 7.3 | 204,400 | Common Stock |
| Richard C. Mulligan | Director, Head of SanaX | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 250,000 | 250,000 | - | - | Stock Options (Right to Buy) | |
| Sunil Agarwal | EVP, Head of Development & CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 250,000 | 250,000 | - | - | Stock Options (Right to Buy) | |
| Steven D. Harr | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 760,000 | 760,000 | - | - | Stock Options (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 225,000 | 225,000 | - | - | Stock Options (Right to Buy) | |
| Nathan Hardy | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 225,000 | 225,000 | - | - | Stock Options (Right to Buy) | |
| James J. MacDonald | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2022 | 225,000 | 225,000 | - | - | Stock Options (Right to Buy) | |
| James J. MacDonald | EVP & General Counsel | Sale of securities on an exchange or to another person at price $ 6.28 per share. | 18 Feb 2022 | 333 | 429,417 | - | 6.3 | 2,091 | Common Stock |
| James J. MacDonald | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 18.23 per share. | 18 Feb 2022 | 1,000 | 429,750 | - | 18.2 | 18,233 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.00 per share. | 10 Sep 2021 | 1,477 | 942,455 | - | 25 | 36,925 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Sep 2021 | 700 | 128,008 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Sep 2021 | 6,558 | 128,708 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.00 per share. | 02 Sep 2021 | 700 | 969,398 | - | 25 | 17,500 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 02 Sep 2021 | 700 | 970,098 | - | 1.5 | 1,036 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.00 per share. | 02 Sep 2021 | 1,400 | 969,398 | - | 25.0 | 35,005 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 02 Sep 2021 | 6,558 | 977,356 | - | 1.5 | 9,706 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.00 per share. | 02 Sep 2021 | 6,558 | 970,798 | - | 25.0 | 163,962 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.00 per share. | 01 Sep 2021 | 1,134 | 973,800 | - | 25.0 | 28,354 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Sep 2021 | 1,134 | 135,266 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.01 per share. | 01 Sep 2021 | 3,002 | 970,798 | - | 25.0 | 75,067 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 01 Sep 2021 | 1,134 | 974,934 | - | 1.5 | 1,678 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.01 per share. | 30 Aug 2021 | 1,100 | 975,000 | - | 25.0 | 27,511 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2021 | 1,100 | 136,400 | - | - | Stock Option (Right to Buy) | |
| Christian Hordo | EVP, Chief Business Officer | Sale of securities on an exchange or to another person at price $ 25.02 per share. | 30 Aug 2021 | 1,200 | 973,800 | - | 25.0 | 30,022 | Common Stock |
| Christian Hordo | EVP, Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 30 Aug 2021 | 1,100 | 976,100 | - | 1.5 | 1,628 | Common Stock |
| Robert T. Nelsen | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2021 | 12,500 | 12,500 | - | 0 | Common Stock | |
| Robert T. Nelsen | Director | 08 Feb 2021 | 10,156,250 | 10,301,250 | - | - | Common Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 3,687,500 | 0 | - | - | Series A-1 Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 11,718,750 | 11,718,750 | - | - | Common Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 11,718,750 | 11,718,750 | - | - | Common Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 10,156,250 | 10,303,750 | - | - | Common Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 2,343,750 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 2,343,750 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 781,250 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 781,250 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 5,687,500 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 9,375,000 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 9,375,000 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 5,687,500 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Robert T. Nelsen | Director | 08 Feb 2021 | 3,687,500 | 0 | - | - | Series A-1 Convertible Preferred Stock | ||
| Hans E. Bishop | Director | 08 Feb 2021 | 156,250 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Hans E. Bishop | Director | 08 Feb 2021 | 800,000 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Hans E. Bishop | Director | 08 Feb 2021 | 1,075,000 | 0 | - | - | Series A-1 Convertible Preferred Stock | ||
| Hans E. Bishop | Director | 08 Feb 2021 | 2,031,250 | 5,736,250 | - | - | Common Stock | ||
| Steven D. Harr | Director, President & CEO | 08 Feb 2021 | 2,031,250 | 8,173,750 | - | - | Common Stock | ||
| Steven D. Harr | Director, President & CEO | 08 Feb 2021 | 1,075,000 | 0 | - | - | Series A-1 Convertible Preferred Stock | ||
| Steven D. Harr | Director, President & CEO | 08 Feb 2021 | 800,000 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Steven D. Harr | Director, President & CEO | 08 Feb 2021 | 156,250 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Geoffrey von Maltzahn | Director | 08 Feb 2021 | 1,464,488 | 1,464,488 | - | - | Common Stock | ||
| Geoffrey von Maltzahn | Director | 08 Feb 2021 | 366,122 | 366,122 | - | - | Common Stock | ||
| Geoffrey von Maltzahn | Director | 08 Feb 2021 | 1,464,488 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| Geoffrey von Maltzahn | Director | 08 Feb 2021 | 366,122 | 0 | - | - | Series A-2 Convertible Preferred Stock | ||
| James J. MacDonald | See Remarks | 08 Feb 2021 | 7,812 | 7,812 | - | - | Common Stock | ||
| James J. MacDonald | See Remarks | 08 Feb 2021 | 93,750 | 0 | - | - | Series A-1 Convertible Preferred Stock | ||
| James J. MacDonald | See Remarks | 08 Feb 2021 | 7,812 | 0 | - | - | Series B Convertible Preferred Stock | ||
| James J. MacDonald | See Remarks | 08 Feb 2021 | 93,750 | 428,750 | - | - | Common Stock | ||
| Robert T. Nelsen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 23,591 | 23,591 | - | - | Stock Option (Right to Buy) | |
| Hans E. Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 23,591 | 23,591 | - | - | Stock Option (Right to Buy) | |
| Patrick Y. Yang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 23,591 | 23,591 | - | - | Stock Option (Right to Buy) | |
| Joshua H. Bilenker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 11,795 | 11,795 | - | - | Stock Option (Right to Buy) | |
| Sunil Agarwal | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 76,682 | 76,682 | - | - | Stock Option (Right to Buy) | |
| Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 11,795 | 11,795 | - | - | Stock Option (Right to Buy) | |
| Geoffrey von Maltzahn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 23,591 | 23,591 | - | - | Stock Option (Right to Buy) | |
| Michelle Seitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 11,795 | 11,795 | - | - | Stock Option (Right to Buy) |